The Institute of Internal Auditors - Fostering Compliance with the Sarbanes-Oxley Act: Internal Auditor's Role Webcast Series

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Webcast #4 - April 15, 2003 - Looking Ahead: How Upcoming Rules and Legislation Might Expand and Alter Internal Auditing's Roles
Panelists:
Dave Richards, CIA, CPA Director, Internal Auditing FirstEnergy Corporation	Greg Faucette, Professional Accounting Fellow in the Office of the Chief Accountant of the U.S. Securities and Exchange Commission
Andy Dahle, CPA, Partner, PricewaterhouseCoopers	Jim Deloach, CPA, Managing Director, Protiviti Inc.

Download PowerPoints - right click on link and "save target as"	Additional Material
All Panelists	Program Agenda
	Registration Requirements
	Reference Material

Learning Objectives:

Discuss the opportunities and challenges facing internal auditing as a result of the Sarbanes-Oxley Act.
Look at potential SEC rulings and how future actions and regulations will affect internal auditing.
Examine the changing/expanding focus of internal auditing.
Explore how internal audit service providers might alter their goals and processes as a result of the legislation.

Prerequisites:

A basic knowledge of auditing practices, especially internal auditing. Basic. Learning activity level most beneficial to viewers new to a skill or an attribute.

Recommended CPE Credits: 1 1/2 CPE credits

Field of Study: Accounting/Auditing

Program Level:

Auditors with limited knowledge of the topics being presented.

Program Content:

Introduction / Overview of Sarbanes-Oxley Act.
Disclosure Committee
The Certification Process
Internal Audit's Role in Disclosure Control Verification
Questions and Answers
Summary and Closing Comments

Advance Preparation:

Review of The IIA Research Foundation's Assessment Guide for U.S. Legislative, Regulatory, and Listing Exchanges Requirements Affecting Internal Auditing at (www.theiia.org/ecm/iiaglance.cfm?doc_id=4061)

Instructional Delivery Method:

Internet Based Group- An educational process designed to permit a participant to learn a given subject through interaction with an instructor and other participants using the Internet.

Recommended CPE Credits:

1 1/2 CPE credits

The Institute of Internal Auditors. is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses. Complaints regarding sponsors may be addressed to NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, (615) 880-4200. The Institute of Internal Auditors NASBA sponsor number is 103127.

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