The Institute of Internal Auditors - Fostering Compliance with the Sarbanes-Oxley Act: Internal Auditor's Role Webcast Series

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Webcast #3 - April 1, 2003 - Coordinating Internal and External Audit Work In Meeting Sarbanes - Oxley Requirements
Panelists:
Dave Richards, CIA, CPA Director, Internal Auditing FirstEnergy Corporation	Kimberly Parker Gavaletz, VP, Corporate Internal Audit, Lockheed Martin Corporation
Stephen D. Goepfert, Chief Audit Executive, Continental Airlines	Darryl Briley, CPA, Partner, KPMG

Download PowerPoints - right click on link and "save target as"	Additional Material
All panelists	Program Agenda
Webcast Q&A	Registration Requirements
Concluding Remarks	Reference Material

Learning Objectives:

Review potential impacts of SOA on current guidance on the coordination of internal auditing and external auditing activities
Discuss new opportunities presented by SOA regarding how internal auditors and external auditors will work together on 302 and 404 assessments
Find out what internal auditors are doing and should be doing to assist their external auditors
Discuss the Audit Committee's expectations of internal and external auditors as a result of the SOA
Learn how SOA is impacting the annual internal audit plan relative to balancing financial, compliance and consulting
Clarify internal auditing's supporting role in the CPA firm's attestation to the company's overall internal controls

Prerequisites:

A basic knowledge of auditing practices, especially internal auditing. Basic. Learning activity level most beneficial to viewers new to a skill or an attribute.

Recommended CPE Credits: 1 1/2 CPE credits

Field of Study: Accounting/Auditing

Program Level:

Auditors with limited knowledge of the topics being presented.

Program Content:

Introduction / Overview of Sarbanes-Oxley Act.
Disclosure Committee
The Certification Process
Internal Audit's Role in Disclosure Control Verification
Questions and Answers
Summary and Closing Comments

Advance Preparation:

Review of The IIA Research Foundation's Assessment Guide for U.S. Legislative, Regulatory, and Listing Exchanges Requirements Affecting Internal Auditing at (www.theiia.org/ecm/iiaglance.cfm?doc_id=4061)

Instructional Delivery Method:

Internet Based Group- An educational process designed to permit a participant to learn a given subject through interaction with an instructor and other participants using the Internet.

Recommended CPE Credits:

1 1/2 CPE credits

The Institute of Internal Auditors. is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses. Complaints regarding sponsors may be addressed to NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, (615) 880-4200. The Institute of Internal Auditors NASBA sponsor number is 103127.

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