The Institute of Internal Auditors - Fostering Compliance with the Sarbanes-Oxley Act: Internal Auditor's Role Webcast Series

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Webcast #2 - March 3, 2003 - Certification on Internal Control: The Internal Auditor's Role
Panelists:
Dave Richards, CIA, CPA Director, Internal Auditing FirstEnergy Corporation	Sherry Hildebrand, CPA , Partner, Deloitte and Touche LLP
Gary McGuire, CPA, VP, Internal Audit, Alcatel	Brian Szabo, CPA, SVP & General Auditor, SunTrust Banks, Inc.
Garrett L. Stauffer, CPA, Chair, Internal Control Task Force, Pricewaterhouse Coopers LLP

Download PowerPoints - right click on link and "save target as"
Dave Richards	Sherry Hildebrand
Gary McGuire	Brian Szabo
Garrett Stauffer

Learning Objectives:

To explore and clarify Sarbanes-Oxley Section 404 Requirements.
To examine the role of internal auditors in facilitating management's assertion on internal controls and procedures for financial reporting.
To examine the role of the external auditors and their attestation on controls.
To facilitate benchmarking against practices of other internal audit activities.
To examine the risks and advantages of internal audit's support of Section 404 Requirements.

Prerequisites:

A basic knowledge of auditing practices, especially internal auditing. Basic. Learning activity level most beneficial to viewers new to a skill or an attribute.

Recommended CPE Credits: 1 1/2 CPE credits

Field of Study: Accounting/Auditing

Program Level:

Auditors with limited knowledge of the topics being presented.

Program Content:

Introduction / Overview of Sarbanes-Oxley Act.
Disclosure Committee
The Certification Process
Internal Audit's Role in Disclosure Control Verification
Questions and Answers
Summary and Closing Comments

Advance Preparation:

Review of The IIA Research Foundation's Assessment Guide for U.S. Legislative, Regulatory, and Listing Exchanges Requirements Affecting Internal Auditing at (www.theiia.org/ecm/iiaglance.cfm?doc_id=4061)

Instructional Delivery Method:

Internet Based Group- An educational process designed to permit a participant to learn a given subject through interaction with an instructor and other participants using the Internet.

Recommended CPE Credits:

1 1/2 CPE credits

The Institute of Internal Auditors. is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses. Complaints regarding sponsors may be addressed to NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, (615) 880-4200. The Institute of Internal Auditors NASBA sponsor number is 103127.

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